DFM literature and factsheets
You can find the latest DFM literature and factsheets by clicking on the drop-down menus below.
DFM client brochure
Brochure for the clients of financial advisers
Intermediary charges agreement
You will need to complete one of our account opening forms in order to set-up an account with RBC Brewin Dolphin
Intermediary account opening form for offshore bonds
You will need to complete one of our account opening forms in order to set-up an account with RBC Brewin Dolphin
Intermediary Trust within Offshore Bond account opening form
You will need to complete one of our account opening forms in order to set-up an account with RBC Brewin Dolphin
Intermediary Company within Offshore Bond account opening form
You will need to complete one of our account opening forms in order to set-up an account with RBC Brewin Dolphin
Intermediary account opening form: General Investment Account & ISA
You will need to complete one of our account opening forms in order to set-up an account with RBC Brewin Dolphin
Intermediary account opening form for Self Invested Personal Pensions (SIPPs)
You will need to complete one of our account opening forms in order to set-up an account with RBC Brewin Dolphin
Intermediary account opening form for trusts
You will need to complete one of our account opening forms in order to set-up an account with RBC Brewin Dolphin
Intermediary account opening form for companies
You will need to complete one of our account opening forms in order to set-up an account with RBC Brewin Dolphin
Intermediary account opening form for charities
You will need to complete one of our account opening forms in order to set-up an account with RBC Brewin Dolphin
Intermediary account opening form: ISA
You will need to fill in this form to provide background information to help us provide your client with our discretionary investment management services
ISA application form for the clients of intermediaries
You will need to complete one of our ISA application forms in order to set-up an ISA with RBC Brewin Dolphin
Client transfer authority form for intermediaries
You will need to complete one of our transfer authority forms
4MLD charity form
AML charity client risk factors form
4MLD corporate form
AML corporate client risk factors
4MLD trust form
AML trust client risk factors
ISA stocks & shares subscription form
You will need to complete one of our ISA subscription forms
ISA transfer authority form for the clients of intermediaries
You will need to complete one of our ISA subscription forms
Change of investor details for the clients of intermediaries
You will need to complete our change of client details form for any changes needed
Intermediary account opening form: pensions (11 or fewer pension scheme members)
You will need to complete one of our account opening forms in order to set-up an account with RBC Brewin Dolphin
Intermediary account opening form: pensions (12 or more pension scheme members)
You will need to complete one of our account opening forms in order to set-up an account with RBC Brewin Dolphin
Intermediary Retail Client T&Cs
For the clients of financial advisers
Risk guide for financial advisers
You will find an explanation of the RBC Brewin Dolphin risk categories and how we partner with you to thoroughly understand your clients’ risk profile to create their bespoke portfolio
Protection of client money and asset
RBC Brewin Dolphin has stringent processes in place to protect client money
We are committed to a transparent fee structure and want you to understand exactly how much you will pay for our services
threesixty Due Diligence report
Third party due diligence document created by threesixty